Regulatory Compliance

Our commitment to maintaining the highest standards of regulatory compliance and ethical business practices

Fully Compliant with All Applicable Regulations

Regulatory Framework

AurricGold operates under strict regulatory oversight and maintains compliance with all relevant financial authorities. Our operations are fully licensed and regulated by:

Financial Conduct Authority (FCA)
Securities and Exchange Commission (SEC)
Commodity Futures Trading Commission (CFTC)

AML Compliance

Our robust Anti-Money Laundering (AML) program includes customer due diligence, transaction monitoring, and regular risk assessments to prevent financial crime.

KYC Procedures

We maintain strict Know Your Customer (KYC) procedures to verify client identities and ensure the integrity of our platform.

Key Compliance Areas

Fair Trading

Ensuring transparent and equitable trading practices for all clients

Risk Management

Comprehensive risk assessment and mitigation strategies

Data Protection

GDPR-compliant data handling and protection measures

Regular Audits & Reporting

We undergo regular independent audits to ensure compliance with all regulatory requirements. Our reporting procedures include:

Quarterly compliance reviews
Annual external audits
Regular regulatory filings

Contact Our Compliance Team

For any compliance-related inquiries or concerns, please contact our Compliance Officer at compliance@aurricgold.com

Available Monday through Friday, 9:00 AM - 5:00 PM EST